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Responsible Officer (Type 1,4,9) - Top Management (5 Day, Central, Salary negotiable!)

Our client is a HK based asset management group who is seeking a high caliber person to fill the Responsible Officer position: 

Salary negotiable! Top Management Accounting, Finance Apply Now

Responsibilities:

  • Act as Responsible Officer to supervise SFC regulated activities in Type 1, 4 & 9 regulated activities
  • Lead the investment team in providing professional timely wealth management advisory services (Equity) to high-net-worth clients in HK & PRC
  • Advise new or existing fund products according to clients' needs and requirements 
  • Develop the business strategic plans and goals in driving sales
  • Perform client-centered portfolio review 
  • Ensure all regulatory & reporting requirements are fulfilled in a timely and compliant manner with local regulatory bodies

Requirements:

  • Bachelor Degree in Finance/Accounting or above
  • Must be registered as SFC Responsible Officer of type 1, 4 & 9 
  • At least 10 years in managing high-net-worth personal clients' investment portfolio from MNC/ foreign asset management/ securities firm 
  • Solid knowledge of investment products, especially equities and bonds!
  • Self-driven, stable, proactive, good interpersonal skills, fast learner, team player, independent, multi-tasking and able to work under pressure
  • Excellent command of both Cantonese and Mandarin 

For more information, please send your resume complete with cover letter to chelsie@ knightrecruits.com

Data collected will be used for recruitment purposes only. Personal data provided by job applicants will be used strictly in accordance with the Personal Data (Privacy) Ordinance. We regret that only the shortlisted candidates will be notified.

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